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Showing 2331–2340 of 56527 articles for “Art. 523 and 524”
…its or shares in an undertaking for collective investment when exceptional circumstances so require and if the interests of unitholders, shareholders or the public so dictate. It may also require an e…
…egulations, laws, regulations or professional rules approved by the Autorité des marchés financiers and the nature of the breach.
The Autorité des marchés financiers may be delegated by the European Securities and Markets Authority under the conditions laid down in Article 74 of Regulation (EU) No 648/2012 of the European Parlia…
…that has come to their attention in the course of the performance of their duties in the situations and under the conditions defined in Article 12(1) of Regulation (EU) No 537/2014 of the European Par…
For the purposes of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with…
…provide the competent authorities of other Member States with the information necessary to monitor and respond to the potential consequences of the activities of management companies providing portfo…
…conomic Area have acquired substantial importance for the operation of financial instrument markets and investor protection, the Autorité des marchés financiers shall set up proportionate cooperation…
Controls carried out pursuant to Articles L. 632-12 and L. 632-13 by representatives of a foreign supervisory authority entrusted with a mission similar to that entrusted in France to the Autorité de…
…the European System of Central Banks, the European Central Bank, the European Systemic Risk Board and the Joint Committee of European Supervisory Authorities.The conditions for application of this a…
…failed to comply with an injunction, it may impose the penalties provided for in Articles L. 612-39 and L. 612-40 on the mixed financial holding company.III. - The competent sectoral authorities, incl…
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