Article L533-24-1
…ces providers offering, recommending or marketing financial instruments: 1° Ensure that they understand the characteristics of these financial instruments and assess their compatibility with the needs…
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Showing 241–250 of 68985 articles for “Art. 515-1 and 515-2”
…ces providers offering, recommending or marketing financial instruments: 1° Ensure that they understand the characteristics of these financial instruments and assess their compatibility with the needs…
…assets, where applicable in the form of private cryptographic keys, with a view to holding, storing and transferring digital assets; 2° The service of buying or selling digital assets in legal tender;…
…notion of business relationship means the professional or commercial relationship with the customer and includes, where applicable, the beneficial owner. In the case of life insurance and capitalisati…
…pursuant to 9° of Article 53 of Law No. 71-1130 of 31 December 1971 relating to the amount, origin and destination of funds, bills or securities deposited by a lawyer, the identity of the lawyer conc…
…l purpose. In such cases, these persons shall enquire of the customer as to the origin of the funds and the destination of these sums, as well as the purpose of the transaction and the identity of the…
…l Tax Code.Where the customer has not authorised the financial institution to disclose his identity and tax domicile to the tax authorities, the right of disclosure provided for in articles L. 83, L.…
…ociated underlying offence likely to be involved is not identified at the time the exchange occurs, and if the following conditions are met: a) The foreign authorities are subject to at least equivale…
Failure by the persons mentioned in I of article L. 531-12 to observe professional secrecy is punishable by the penalties set out inarticle 226-13 of the French Criminal Code.
…olution or who may be subject to its supervision draws up a code of conduct in respect of marketing and customer protection intended to specify the rules applicable to its members, the Autorité shall…
I. - The persons referred to in 1°, a of 2°, 4°, 9° and 10° of A of I of Article L. 612-2 shall notify the Autorité de contrôle prudentiel et de résolution of the appointment and reappointment of the…
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