Article L451-1-5
…etent authority for monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 to L. 233-9 of the Commercial Code, and where it establish…
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Showing 5261–5270 of 18437 articles for “Art. 5 sept. 2012”
…etent authority for monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 to L. 233-9 of the Commercial Code, and where it establish…
…ions set out inarticle 121-2 of the French Criminal Code, for the offences defined in articles L. 465-1 to L. 465-3-3 of this Code shall incur, in addition to the fine set out inarticle 131-38 of the…
…hts, may exercise significant influence or holds the positions of directors mentioned in Article L. 511-13 or 4 of Article L. 532-2 or is a member of the board of directors, the supervisory board or a…
I. - If the term of office of a member of the Board of Directors, the Supervisory Board or any other body exercising equivalent functions is terminated as a result of a decision by the Autorité de con…
…they finance or distribute that meet the definition referred to in III of article 80 of law no. 2005-32 of 18 January 2005 on social cohesion and benefit in this respect from public guarantees.
…of own funds that has been determined by each Class 2 investment firm in accordance with Article L. 533-2-2 and shall verify that it maintains a level of own funds sufficiently in excess of the requir…
…t authority designated as the contact point, within the meaning of Article 79(1) of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instrument…
The remuneration policy of investment firms makes a distinction, based on clear criteria, between basic fixed remuneration and variable remuneration. Basic fixed remuneration primarily reflects profes…
A decree of the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
Before entering into a business relationship, the persons referred to in Article L. 561-2 shall collect information relating to the purpose and nature of the relationship and any other relevant inform…
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