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Showing 2361–2370 of 17962 articles for “Art. 5 avr. 2011”
Financial investment advisers must comply with the provisions of this subsection at all times. Financial investment advisers shall inform the association to which they belong of any change in the info…
The AMF verifies that the planned offer meets the safeguards required for a public offer, and in particular that the issuer of the tokens: 1° Is a legal entity established or registered in France; 2°…
The conditions set out in Chapters II, IV and V of Regulation (EU) 2020/1503 of 7 October 2020 are applicable to the provision of the services mentioned in Article L. 547-4, provided that the project…
…ivil liability in the event of a breach of their professional obligations, as defined in article L. 548-6. II. - A decree lays down the conditions for application of this article, in particular the mi…
The statutory auditor shall be appointed for a period of six financial years at the request of the manager by a court decision taken after obtaining the opinion of the Autorité des marchés financiers.…
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
…r or assisting them in preparing or carrying out a transaction, the persons mentioned in Article L. 561-2 : 1° Identify their customer and, where applicable, the beneficial owner within the meaning of…
A decree of the Conseil d'Etat shall lay down the conditions for the application of this chapter, in particular the conditions under which the bodies, institutions and services governed by Title I of…
The detailed rules for the application of this section shall be determined by decree in the Conseil d'Etat.
The persons referred to in Article L. 562-4 are prohibited from making funds or economic resources available, directly or indirectly, to or for the benefit of persons whose funds or economic resources…
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