Article L531-2
…ble, govern them, without being subject to the authorisation procedure provided for in Article L. 532-1 but without being able to claim the benefit of the provisions of Articles L. 532-16 to L. 532-27…
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Showing 2291–2300 of 69033 articles for “Art. 489 al. 1 and Art. 490 al. 2”
…ble, govern them, without being subject to the authorisation procedure provided for in Article L. 532-1 but without being able to claim the benefit of the provisions of Articles L. 532-16 to L. 532-27…
…vices provider other than a portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin and which is…
The persons referred to in Article L. 532-18-1 shall send the Autorité des marchés financiers, at its request and for statistical purposes, periodic reports on the activities of their branch. The Auto…
I. - The persons who effectively manage the business of the firm within the meaning of Article L. 532-2 .4 and the members of the board of directors, the supervisory board, the management board or any…
Investment firms shall have: 1° Sound governance arrangements including, in particular, a clear organisation ensuring a well-defined, transparent and consistent division of responsibilities, effective…
I.-In an investment firm, the following persons must at all times be of sufficiently good repute and have the knowledge, skills and experience required to perform their duties: 1° Members of the Board…
Portfolio management companies are prohibited from receiving deposits of funds, securities or gold from their clients.
I.-The portfolio management companies mentioned in article L. 532-9, with the exception of those which exclusively manage FIAs covered by I of article L. 214-167, FIAs covered by IV of article L. 532-…
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
…other than portfolio management companies which design financial instruments for sale to clients : 1° Maintain, apply and review a validation process for each financial instrument and for significant…
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