Article R532-17
I. - The AMF shall receive notifications of freedom of establishment and freedom to provide services from the investment firms referred to in articles L. 532-18 and L. 532-18-1. It shall also receive…
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Showing 1441–1450 of 66752 articles for “Art. 480 al. 1 and Art. 445”
I. - The AMF shall receive notifications of freedom of establishment and freedom to provide services from the investment firms referred to in articles L. 532-18 and L. 532-18-1. It shall also receive…
…e résolution shall make the notification provided for in the second paragraph of II of Article L. 521-3 within three months.
…or a controlling interest, or granting an authorisation to a portfolio management company which is :1° A subsidiary of an insurance company, reinsurance company, credit institution, portfolio manageme…
…on its application drawn up in accordance with the conditions laid down in the Delegated Regulation and the Implementing Regulation of the European Commission adopted pursuant to paragraphs 4 and 5 of…
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
…ant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period by up to a further three months if it deems it necessary…
Subject to the provisions of I of Article L. 532-9-1, the Autorité des marchés financiers shall be informed in advance of any proposed amendment to the factors taken into account for the authorisation…
The amount specified in article L. 525-5 is set at 150 euros.
The following do not constitute the practice of the profession of bureau de change: 1. The activity of manual foreign exchange by the persons referred to in Article L. 561-2, other than those referred…
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