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Showing 621–630 of 64426 articles for “Art. 477 al. 3 and al. 4”
…redit institutions participate with voting rights in the Supervisory Board of the Deposit Guarantee and Resolution Fund, except when the latter takes decisions concerning the deposit guarantee and sur…
Articles L. 312-19, L. 312-20 and L. 312-21-1 are applicable to accounts opened in the books of persons providing investment or related services as provided for in Articles L. 321-1 and L. 321-2.
…torité de contrôle prudentiel et de résolution is responsible for ensuring that credit institutions and finance companies comply with the provisions of articles L. 313-42 to L. 313-48.
…ules governing access by payment service providers to the payment systems referred to in Article L. 330-3 must be objective, non-discriminatory and proportionate.These rules must make it possible to p…
I. - The persons mentioned in article L. 341-3 may appoint natural persons to carry out banking or financial canvassing on their behalf. The establishments and undertakings or institutions mentioned i…
…e measures planned by the market undertaking to comply with the obligations set out in paragraphs 2 and 4 of I and II of Article L. 421-11. The Autorité des marchés financiers shall propose, in the sa…
The operator of the multilateral trading facility shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its facility. When a financial…
…ther than portfolio management companies that apply a market-making strategy, within the meaning of 3° of Article L. 533-10-3, on the trading venue and shall put in place arrangements to ensure that a…
…nditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 353-1 and L. 353-2 shall incur, in addition to the fine set out in article 131-38 of the French Pena…
For the purposes of the provisions of the Criminal Code and Order no. 45-2138 of 19 September 1945 establishing the Ordre des Experts Comptables and regulating the title and profession of Chartered Ac…
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