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Showing 1151–1160 of 61305 articles for “Art. 4°-c and art. 30”
I. - The provisions of article L. 532-21-3 are applicable to AIFM established in third countries.II. - The provisions of Article L. 532-25-1 are applicable to portfolio management companies which mana…
…f the relevant cooperation arrangements it has entered into in accordance with Articles L. 214-24-1 and L. 532-36 to the host Member States of the asset management company concerned.The Autorité des m…
…es with the AIFM's designation of its new Member State of reference pursuant to the provisions of I and II of this Article, it may refer the matter to the European Securities and Markets Authority.
A third-country company wishing to open a branch in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin must submit an application for authorisation to the Aut…
…e AMF is the competent authority of the home Member State of an AIFM established in a third country and considers that the AIFM is not complying with the rules falling within its remit, it shall immed…
The Autorité des marchés financiers may, at the request of the European Securities and Markets Authority:1° Prohibit the marketing, in the European Union, of units or shares of AIFs managed by manager…
…the Autorité de contrôle prudentiel et de résolution shall consult the European Banking Authority and the relevant competent authorities of the other Member States of the European Union or the other…
…of this chapter, with the exception of article L. 546-3, are punishable by two years' imprisonment and a fine of €6,000 or one of these two penalties only. Any person who disregards one of the prohib…
…ders that use the services of tied agents shall ensure that the latter have the general, commercial and professional knowledge and skills required to provide investment or related services and to comm…
…wing up its own accounts, the manager shall draw up an inventory of the assets under its management and a statement of the sums collected during the financial year on behalf of the rights holders. It…
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