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Showing 1161–1170 of 61415 articles for “Art. 325-5 and 325-6”
…ases where the user is a natural person acting for non-business purposes, all or part of sections 3 and 4 of this chapter may be waived, with the exception of III of article L. 314-7 and I of article…
…to the conditions under which the activity is carried out, in particular the existence of a single mandate or several mandates, and the products and services being canvassed.
…nditions for admission to membership of the facility, based on objective criteria, in a transparent and non-discriminatory manner. Without prejudice to the provisions of Article L. 531-10, multilatera…
…persons referred to in Article L. 421-7 are of sufficiently good repute, have the knowledge, skills and experience necessary to perform their duties and devote sufficient time to them, and that there…
…erator of a trading venue shall ensure that its rules on collocation services are transparent, fair and non-discriminatory, in accordance with the provisions of Commission Delegated Regulation (EU) 20…
The agents referred to in articles L. 511-3 and L. 511-21 of the French Consumer Code are authorised to investigate and record the offences referred to in articles L. 353-1 and L. 353-2 of this Code,…
Any person other than a credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institutio…
…n the transactions concern : 1° Financial instruments referred to in 1°, products referred to in 2° and units referred to in 3° of Article L. 425-1; 2° Derivatives referred to in 4° of Article L. 425-…
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
Articles L. 433-1 to L. 433-4 are applicable to companies whose financial instruments have ceased to be admitted to trading on a regulated market in order to be admitted to trading on a multilateral t…
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