Article L420-2
…is a form of trading in which a person, the facilitator, acts as an intermediary between the buyer and the seller involved in the trade, so that there is no exposure to market risk throughout the exe…
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Showing 2021–2030 of 68984 articles for “Art. 222 al. 1 and al. 2”
…is a form of trading in which a person, the facilitator, acts as an intermediary between the buyer and the seller involved in the trade, so that there is no exposure to market risk throughout the exe…
…commercial company. Where the market undertaking manages a regulated market, its registered office and effective management are established in mainland France or in the overseas departments or the De…
Investment firms and credit institutions authorised in a Member State of the European Union or in a State party to the Agreement on the European Economic Area other than France to execute orders on be…
…on of financial services to a consumer is preceded by canvassing within the meaning of article L. 341-1, article L. 341-12 applies in place of article L. 222-5 of the Consumer Code and references to t…
…ilateral trading facility establishes the rules of the facility. These rules, which are transparent and non-discretionary, ensure fair and orderly trading and set objective criteria for the efficient…
Notwithstanding the provisions of the first sentence of the first paragraph of Article L. 411-1, the following public offers are authorised: 1° The offer of financial securities or shares exclusively…
The penalties set out in Article 313-1 of the Criminal Code shall apply: 1° The act, for any person, of engaging in the activity of banking or financial canvassing defined in article L. 341-1 without…
The administrative authority responsible for competition and consumer affairs is the competent authority to impose the administrative fines provided for in article L. 362-1 of this Code, under the con…
I.-The provisions of II of article L. 412-1 and of articles L. 621-8-1 to L. 621-8-4 are applicable to public offers of the following securities for which a prospectus is drawn up in the cases provide…
The administrative authority responsible for competition and consumer affairs is the competent authority to impose the administrative fines provided for in article L. 361-1 of this Code, under the con…
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