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Showing 2711–2720 of 56971 articles for “Art. 22-21.272 and 22-24.502”
…vide, specifying the conditions under which it intends to provide the investment services concerned and indicating the type of transactions envisaged and its organisational structure. The credit insti…
…utorité des marchés financiers is competent to oppose, in accordance with paragraph 14 of Article 7 and Article 21 of Council Regulation (EC) No 1435/2003 of 22 July 2003 on the Statute for a European…
When the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité d…
…apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to in I of article L. 511-10; 3° Branche…
…visions of Articles L. 532-16 to L. 532-27: 1° a) The French State, the Caisse de la dette publique and the Caisse d'amortissement de la dette sociale ;b) The Banque de France ;c) The Institut d'émiss…
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
…the conditions set out in article L. 532-4.A decree of the Conseil d'Etat shall determine the terms and conditions for the application of I of this article. It shall specify, in particular, the condit…
When investment firms open information, liaison or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des mar…
…tent authority of the home country of an investment services provider with branches located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin may, as part…
…is Title, "financial instrument" means financial instruments within the meaning of Article L. 211-1 and the units referred to in Article…
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