Article R561-3-0
…r securities included in a trust or any other comparable legal arrangement governed by foreign law; 3° By virtue of a legal instrument appointing it for this purpose, it is intended to become the hold…
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Showing 1941–1950 of 62446 articles for “Art. 215 al. 3 and 220”
…r securities included in a trust or any other comparable legal arrangement governed by foreign law; 3° By virtue of a legal instrument appointing it for this purpose, it is intended to become the hold…
For the application of 2° of I of Article L. 561-5, and by way of derogation from Article R. 561-5-2, when the measures provided for in 1° to 3° of Article R. 561-5-1 cannot be implemented: 1° The per…
The persons mentioned in 2° to 2°e and 3°a of Article L. 561-2 shall take measures to determine whether the beneficiaries of life insurance or capitalisation contracts and, where applicable, their ben…
…nt opened in the name of a customer, other than a person mentioned in 1° to 7° of Article L. 561-2, and cash withdrawals from such an account where the cumulative amount over a calendar month exceeds…
…is met: 1° They have recourse on national territory to a number of agents mentioned in Article L. 523-1 or persons mentioned in Article L. 525-8 equal to or greater than ten; 2° The cumulative volume…
For the persons mentioned in 1° to 2°e, 6°, with the exception of financial investment advisors and providers of participative financing services in respect of their activities mentioned in Article L.…
I.-The transmission of information pursuant to the provisions of I of Article L. 561-28 and Articles L. 561-29-1 and L. 561-31 shall be signed by the Director, his deputy or department staff specially…
…lementing the obligations laid down in this chapter have the appropriate experience, qualifications and hierarchical position to perform their duties. In addition, they shall ensure that these persons…
Where the persons referred to in the first paragraph of Article R. 561-38-2 use an external service provider pursuant to Article R. 561-38-2, they shall ensure that their internal control system also…
I. - The persons referred to in Article L. 561-2 shall be informed directly, in writing and by any means likely to confer a date certain and to guarantee the security and conservation of this designat…
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