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Showing 2071–2080 of 59323 articles for “Art. 214-9 and 214-10”
…in the Conseil d'Etat, the Autorité des marchés financiers may : 1° Delegate to market undertakings and, where applicable, to clearing houses the supervision of the activity and transactions carried o…
When the Secretary General of the AMF, or the Deputy Secretary General specially delegated for this purpose, decides to conduct investigations, he shall authorise the investigators in accordance with…
In the context of the inspections and investigations referred to in Articles L. 621-9 and L. 621-9-1, professional secrecy may not be invoked against the Autorité des marchés financiers or, where appl…
The Autorité des marchés financiers is the competent authority within the meaning of Article 29(4) and (5) of Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 201…
…egulations, laws, regulations or professional rules approved by the Autorité des marchés financiers and the nature of the breach.
…mentioned in article D. 211-9-5 may transmit or issue shareholders' votes under his signature. The mandates and proxies referred to in article D. 211-9-5 shall be kept for a period of three years from…
Without prejudice to Article R. 22-10-28 of the French Commercial Code, the right to attend General Meetings of undertakings for collective investment in the form of companies whose shares are admitte…
The registration referred to in 3 of article L. 211-4 may be made in the form of a collective account or in several individual accounts, each corresponding to an owner.
The declaration referred to in article L. 211-4 is made to the undertaking for collective investment, to an intermediary referred to in article L. 211-3 or to a central depository when the registered…
…uired, within ten business days of the request for identification made pursuant to article L. 211-5 and referred to inarticle L. 228-3 of the Commercial Code, to disclose the identity of the owners of…
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