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Showing 1891–1900 of 62810 articles for “Art. 2° et II”
…the use of a tied agent by credit institutions shall be sent to the Autorité de contrôle prudentiel et de résolution, which shall inform the Autorité des marchés financiers within five working days of…
The amount specified in the first paragraph of article L. 526-19 is set at 5 million euros.
…tified project must also include a description of the risk management process implemented by the asset management company and a description of the procedures and methods for handling complaints.At the…
…apply to the persons mentioned in Article 4 of Article L. 440-2.The Autorité de contrôle prudentiel et de résolution may authorise the persons referred to in the previous paragraph and investment firm…
The additional rules provided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
Where the applicant applies for authorisation as an investment firm or credit institution including the right to provide custody account keeping or clearing of financial instruments, the authorisation…
…alyse a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or propose a contract suited to the needs of the customer, including the potential…
The other convertible instruments referred to in 3° of Article L. 533-30-11 that may be used for the allocation of variable compensation are the only instruments that may be fully converted into Tier…
…ovider, at its request or ex officio, its decision shall be notified to the provider by registered letter with acknowledgement of receipt. The Autorité des marchés financiers shall inform the public o…
Natural persons who direct or manage a participatory finance intermediary must not be subject to any of the incapacities referred to in Article L. 500-1, nor hold a management position in a person sub…
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