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Showing 961–970 of 61085 articles for “Art. 1873-5 and 1873-8”
Financial investment advisers must:1° Act honestly, loyally and professionally, in the best interests of their clients;2° Exercise their activity, within the limits authorised by their status, with du…
…nce or his representative, Chairman ;2° The Director General of the Treasury or his representative; and3° The Chairman of the Autorité des marchés financiers or his representative;4° The Deputy Govern…
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
Where a credit institution, an investment firm or a person referred to in 3° to 6° of I of Article L. 613-34 disposes of for valuable consideration by means of a transaction entered into after the ado…
Notwithstanding any provision or stipulation to the contrary, the general meeting of one of the persons referred to in I and II of Article L. 613-34 may, by a two-thirds majority, amend the articles o…
…nts or information, regardless of the medium, that is relevant to the performance of its monitoring and supervisory duties. In order to carry out its duties under Regulation (EU) 2017/1129 of 14 June…
…approval referred to in III of Article L. 621-8, the AMF shall check that the document is complete and comprehensible, and that the information it contains is consistent. II - In the case of transact…
The General Regulation of the Autorité des marchés financiers defines the terms and conditions under which the following transactions are subject to promotional communications: 1° Public offers of fin…
…y an AIF or its management company. It may, where it considers it necessary to ensure the stability and integrity of the financial system, after notifying the European Securities and Markets Authority…
…thority within the meaning of Article 22 of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies.
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