Article D526-4
…trôle prudentiel et de résolution shall make the notification provided for in II of Article L. 526-24 within one month.
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Showing 881–890 of 64440 articles for “Art. 1844 al. 3 and 4”
…trôle prudentiel et de résolution shall make the notification provided for in II of Article L. 526-24 within one month.
The information made public by a publication system approved in accordance with Article L. 549-11 shall include at least the following items: 1° The identifier identifying the financial instrument; 2°…
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
The register of persons referred to in I of article L. 546-1 includes information relating to the identity, activity and, where applicable, the category of the persons concerned. This information is s…
…ediaries shall mention on their website, in a manner that is easily accessible from the first page, and in all correspondence and on all advertising media, with the exception of radio advertisements,…
For the purposes of Article L. 547-5, the provider of participative finance services shall include the overheads incurred by the activity mentioned in Article L. 547-4 in the calculation of the pruden…
For the purposes of Article L. 561-4, insurance mediation by the persons referred to in 3° bis of Article L. 561-2 constitutes an ancillary financial activity for which these persons are exempt from t…
For the application of 14° of I of Article L. 561-36, the competent administrative authority for monitoring compliance by the persons mentioned in 8°, 11° and 15° of Article L. 561-2 with the obligati…
Inspections to ensure that the persons referred to in 10°, 11° bis and 14° of Article L. 561-2 are complying with the obligations referred to in the first paragraph of I of Article L. 561-36 are condu…
…rds the quorum. Minutes are kept of the meetings of the Authority. The names of the members present and of those members who did not take part in the deliberations of the Supervisory Board or the Reso…
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