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Showing 2021–2030 of 58573 articles for “Art. 150 VI and 150 VM”
Where agricultural commodity derivatives which are based on the same underlying and which have the same characteristics are traded in significant volumes on trading platforms or where critical or sign…
Decisions to admit a financial instrument or an asset mentioned in II of Article L. 421-1 are made public by the market undertaking.
Only the following may join clearing houses 1. Credit institutions and investment firms having their registered office in France as well as branches established on French territory of credit instituti…
…stitution of proceedings before a criminal court shall be deemed to be exercising the rights of a civil party under the Code of Criminal Procedure. However, service of documents and notifications conc…
…es applicable to breaches of the obligation to disclose significant shareholdings are set out in 1° and 2° of I and III of article L. 247-1 and in article L. 247-2 of the French Commercial Code, repro…
The operator of the organised trading system may use an investment services provider other than a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on…
I. - A. - The penalties provided for in A of I of Article L. 465-1 shall apply to any person who carries out a transaction, places an order or behaves in such a way as to give, or be likely to give, m…
…on may, directly or indirectly, on his own behalf or on behalf of another person, if he has been convicted within the last ten years of a final offence referred to in II: 1° Direct, manage, administer…
Deposits made by clients with investment services providers other than portfolio management companies, members of a clearing house or made by such members with a clearing house to cover or guarantee p…
I. - The penalties provided for in A of I of Article L. 465-1 shall be punishable by the penalties provided for in A of I of Article L. 465-1 if a person in possession of inside information concerning…
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