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Showing 1951–1960 of 58573 articles for “Art. 150 VI and 150 VM”
I. - The operator of a trading venue shall enter into written contracts with all investment service providers other than portfolio management companies that apply a market-making strategy, within the…
…commercial company. Where the market undertaking manages a regulated market, its registered office and effective management are established in mainland France or in the overseas departments or the De…
Members of the administrative, management and supervisory bodies, managers, employees and agents of market undertakings are bound by professional secrecy.
I. - With a view to recognition as a regulated market, the market undertaking shall draw up the rules of the market. These rules, which are transparent and non-discretionary, ensure fair and orderly t…
Failure to comply with any of the obligations mentioned in the first, second, third and last paragraphs of II of article L. 312-1-1 and, where the customer is an individual acting for non-business pur…
The following offences are punishable by six months' imprisonment and a fine of €7,500 1° Any person who engages in the activity of canvassing for banking or financial services as defined in article L…
…Regulation, by a translation of the summary into French.II.- Responsibility for all information provided in a prospectus drawn up by the issuer pursuant to Regulation (EU) 2017/1129 of 14 June 2017 a…
…meaning of Article L. 425-1.A trading platform manager is a market undertaking or an investment services provider other than a portfolio management company authorised to provide the investment servic…
Notwithstanding the provisions of Article L. 411-1, a public offer of the following financial securities is authorised: 1° Financial securities issued by a State ; 2° Financial securities guaranteed b…
…F may appoint an agent for the market undertaking, to whom all powers of administration, management and representation of the legal entity shall be transferred.This appointment shall be made either at…
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