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Showing 3261–3270 of 17003 articles for “Art. 150 V”
For the purposes of this section, an issuer is a person or entity whose financial securities are admitted to trading on a regulated market or whose financial securities, whether admitted to trading or…
…ons on a regular basis.It is also prohibited for any person other than a credit institution to receive repayable funds from the public on a regular basis or to provide payment banking services.
…233-9 of the Commercial Code, and where it establishes that the issuer or the person required to provide the information referred to in I of Article L. 233-7 of the Commercial Code has breached its di…
…ferred to in 1°, products referred to in 2° and units referred to in 3° of Article L. 425-1; 2° Derivatives referred to in 4° of Article L. 425-1 that do not fall into a category subject to the cleari…
…ne of the States mentioned in 1° is a member; 4° Issuers of debt securities unconditionally and irrevocably guaranteed by the State or by a French local authority; 5° Entities issuing only debt securi…
…within the same legal entity, nor may it be linked to a systematic internaliser in a way that contravenes I by making it possible for orders on an organised trading system to interact with orders or p…
I. - French issuers whose equity securities or debt securities with a nominal value of less than 1,000 euros and which are not money market instruments, within the meaning of Directive 2004/39/EC of t…
The Legal and Administrative Information Directorate is responsible for the centralised storage of regulated information, as provided for in Article 21 of Directive 2004/109/EC of the European Parliam…
Without prejudice to the specific provisions applicable to them, the prohibitions defined in Article L. 511-5 do not apply to the institutions and services listed in Article L. 518-1, nor to undertaki…
The provisions of Articles L. 533-11 to L. 533-16, L. 533-18, L. 533-19, L. 533-24 and L. 533-24-1 are applicable to transactions concluded on an organised trading system.
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