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Showing 4201–4210 of 14710 articles for “Art. 150 U et seq.”
The trade association referred to in I of article L. 519-11 is a not-for-profit association with its registered office in France.
I. - On receipt of an application, the Autorité de contrôle prudentiel et de résolution shall check that it includes all the information required under the terms of I or II ofArticle R. 532-1 , as app…
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
In the notification referred to in I of Article L. 532-34, the Autorité des marchés financiers shall send the European Securities and Markets Authority the AIFM's assessment of the reference Member St…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
The association ensures that its members comply with the obligation to offer their customers recourse to a consumer mediator in accordance with the first paragraph of article L. 612-1 of the French Co…
The Autorité des marchés financiers will notify the applicant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period…
Subject to the provisions of I of Article L. 532-9-1, the Autorité des marchés financiers shall be informed in advance of any proposed amendment to the factors taken into account for the authorisation…
…assessing the notification provided for in I of Article L. 532-9-1, the AMF shall assess, for the purpose of ensuring that the portfolio management company targeted by the proposed acquisition has so…
The application for authorisation referred to in Article L. 532-49 shall include : 1° The name of the authority responsible for supervising the third-country undertaking in its home country. If severa…
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