Article R532-16
Where it is authorised to provide one or more investment services, the portfolio management company shall, for the provision of such services, comply with the provisions of this Title applicable to po…
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Showing 4161–4170 of 14710 articles for “Art. 150 U et seq.”
Where it is authorised to provide one or more investment services, the portfolio management company shall, for the provision of such services, comply with the provisions of this Title applicable to po…
Where an investment service provider other than an asset management company plans to amend any of the disclosures referred to in I of Article D. 532-23-2, it shall inform the Autorité de contrôle prud…
A company from a third country within the meaning of 1° of Article L. 532-47 of this Code is not required to establish a branch in France if, without providing any other investment service mentioned i…
The Autorité de contrôle prudentiel et de résolution shall take into account any guidance issued by the European Banking Authority for the application of Article L. 533-4.
The intermediary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
I.-The association shall set up a committee responsible for imposing the sanctions mentioned in the first paragraph of II of article L. 519-13 and in article L. 513-14 on its members. This committee m…
When it intends to withdraw an association's authorisation, the Autorité de contrôle prudentiel et de résolution will inform the association. It will give the association the reasons for the withdrawa…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in Articles L. 522-9, L. 522-11-1 and L. 522-11-2 within three months.
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in Articles L. 526-11 and L. 526-19 within three months.
To obtain the authorisation referred to in I ofArticle L. 531-6, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application together with a file containing the infor…
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