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Showing 1931–1940 of 14710 articles for “Art. 150 U et seq.”
…investment services provider other than a portfolio management company which, on an organised, frequent, systematic and substantial basis, deals on own account by executing client orders without oper…
Financial investment advisers are subject to the disqualifications set out in article L. 500-1.
Tied agents may not receive funds or financial instruments from their principal's customers if the principal is not a credit institution.
…nvestment advisors as defined in article L. 541-1, tied agents as defined in article L. 545-1 and equity financing intermediaries as defined in article L. 548-1 are registered in the single register p…
I. - Participative finance intermediaries must be able to provide evidence at all times of an insurance policy covering them against the financial consequences of their professional civil liability in…
I.-In order to provide one or more of the services referred to in Article L. 54-10-2 on a regular professional basis, service providers established in France may apply for authorisation from the Autor…
The statutory auditor shall be appointed for a period of six financial years at the request of the manager by a court decision taken after obtaining the opinion of the Autorité des marchés financiers.…
Subscribers are informed of the results of the offer and, where applicable, of the organisation of a secondary market for the tokens in accordance with the procedures specified in the General Regulati…
All financial investment advisers must be able to provide evidence at all times of the existence of an insurance policy covering them against the financial consequences of their professional civil lia…
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
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