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Showing 1251–1260 of 14710 articles for “Art. 150 U et seq.”
I. - The Financial Public Prosecutor may not initiate public proceedings for the application of the penalties provided for in this section when the Autorité des marchés financiers has served a stateme…
The operator of the organised trading system establishes the rules of the system. These transparent rules ensure a fair and orderly trading process and set objective criteria for the efficient executi…
Members of clearing houses may not invoke professional secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and sol…
I.- Central securities depositories, within the meaning of 1.1 of Article 2 of Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlem…
The Autorité des marchés financiers may appoint a provisional administrator for the central depositary referred to in 1° of I of Article L. 441-1, to whom all the powers of administration, management…
…ny person who, by any means, disseminates information that gives false or misleading information about the situation or prospects of an issuer or about the supply, demand or price of a financial instr…
Credit institutions and finance companies must have paid-up initial capital or a paid-up endowment, the minimum amount of which, between one million and five million euros depending on the authorisati…
When credit institutions having their head office abroad open offices for information, liaison or representation, the opening of these offices must be notified in advance to the Autorité de contrôle p…
Within the limits of the services that it is authorised to provide within the territory of a Member State other than France, where it has its registered office, any financial institution that has obta…
For the application of the provisions of this code relating to credit institutions and finance companies, the following are considered as central bodies:Crédit agricole S.A., the central body of savin…
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