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Showing 1191–1200 of 14710 articles for “Art. 150 U et seq.”
Only the following may join clearing houses 1. Credit institutions and investment firms having their registered office in France as well as branches established on French territory of credit instituti…
Any investor who has given his consent, under the conditions set out in Article L. 452-2, to the institution of proceedings before a criminal court shall be deemed to be exercising the rights of a civ…
The penalties applicable to breaches of the obligation to disclose significant shareholdings are set out in 1° and 2° of I and III of article L. 247-1 and in article L. 247-2 of the French Commercial…
The operator of the organised trading system may use an investment services provider other than a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on…
Gold may be held, transported and traded freely in France.
…The penalties provided for in A of I of Article L. 465-1 shall apply to any person who carries out a transaction, places an order or behaves in such a way as to give, or be likely to give, mislead…
…of a final offence referred to in II: 1° Direct, manage, administer or be a member of a collegiate supervisory body of an organisation mentioned in Articles L. 213-8, L. 511-1, L. 517-1, L. 517-4, L.…
…th investment services providers other than portfolio management companies, members of a clearing house or made by such members with a clearing house to cover or guarantee positions taken in financial…
I. - The penalties provided for in A of I of Article L. 465-1 shall be punishable by the penalties provided for in A of I of Article L. 465-1 if a person in possession of inside information concerning…
The rules of the organised trading system shall lay down, in a transparent and non-discriminatory manner, the conditions for admission of clients to the system, based on objective criteria. The operat…
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