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Showing 1131–1140 of 14710 articles for “Art. 150 U et seq.”
The distance supply of financial services to a consumer is governed by articles L. 222-1 to L. 222-7, L. 222-9 to L. 222-18, L. 232-4 and L. 242-15 of the French Consumer Code.
I. - The contracting company shall take the necessary steps to :1. Detect, prevent and manage the potentially harmful effects, for the proper functioning of the regulated market or for market members,…
I. - When an exceptional event disrupts the regular operation of a trading venue, the AMF Chairman or his designated representative may suspend all or part of trading for a period not exceeding two co…
Legal entities found to be criminally liable, under the conditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 353-1 and L. 353-2 shall incur, in additio…
I. - The operator of a trading venue may suspend or delist a financial instrument from trading for a specified period of time if the instrument or the conditions under which it is traded no longer com…
I.-The persons referred to in Article L. 421-7 must meet the following requirements: 1° They must devote sufficient time to performing their duties within the market undertaking. The number of mandate…
I.-The admission of financial instruments and assets referred to in II of Article L. 421-1 to trading on a regulated market is decided by the market undertaking, in accordance with the rules of the ma…
I. - The operator of a trading venue shall implement quotation step regimes for shares, representative certificates, listed funds, preferential certificates and other similar financial instruments, as…
I.-Persons who are in a position to exercise, directly or indirectly, a significant influence on the management of a regulated market must possess qualities that guarantee the sound and prudent manage…
Investment firms and credit institutions authorised in a Member State of the European Union or in a State party to the Agreement on the European Economic Area other than France to execute orders on be…
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