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Showing 4231–4240 of 56564 articles for “Art. 1447-0 and 1478”
If the purpose of the association covers activities other than insurance broking, the association may offer its members a single mediator for all these activities, provided that the mediator is regist…
…in France, it is also required to provide precise information on the supervision exercised over it and on the structure of the group to which it belongs and, where applicable, on the nature and exten…
…other than an asset management company shall collect relevant information relating to the identity and legal capacity of any new client in accordance with the conditions set out in the General Regula…
…ed to in article L. 531-4; c) Other authorised or regulated financial institutions;d) The insurance and reinsurance undertakings referred to respectively in the first paragraph of article L. 310-1 and…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
…er 1 core capital instruments as defined by Regulation (EU) no. 575/2013 of the European Parliament and of the Council of 26 June 2013.
…lication to the Autorité de contrôle prudentiel et de résolution. The application for authorisation and subsequent amendments are subject to the conditions and procedures set out in Articles L. 532-1…
The activity of providers of participative financing services referred to in article L. 547-4 relates exclusively to offers of shares in cooperative societies constituted in the form of a public limit…
…estment firm is of significant importance in view of its internal organisation or the nature, scale and complexity of its activities.Provisional administrators appointed to investment firms are not, i…
…ndication of the code of conduct to which the voting consultant refers, a report on its application and, where applicable, a list of the provisions from which he has deviated, together with the reason…
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