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Showing 2431–2440 of 56564 articles for “Art. 1447-0 and 1478”
When the persons and entities mentioned in II of Article L. 621-9 provide their services on the Internet, investigators and auditors may, in order to access the information and elements available on t…
…cting on its behalf is responsible, it shall immediately inform the Autorité des marchés financiers and, if necessary, the competent authorities of the European Union AIF or of a State party to the Ag…
…suers. To this end, it may require issuers, the persons that control them or are controlled by them and their statutory auditors to provide all relevant documents and information. It may order these i…
…ph of Article L. 621-18-3, the AMF shall report on the application of Articles L. 544-3 to L. 544-6 and may approve any recommendation it deems useful.
Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement C…
…s or shares or the issue of new units or shares of an AIF when exceptional circumstances so require and if the interests of unitholders, shareholders or the public so dictate.It may also require an en…
…d may publish a statement specifying the identity of the natural person or legal entity in question and the nature of the breach. II. - After giving the person concerned the opportunity to present its…
…rs of the persons mentioned in Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
…Autorité des marchés financiers may, after obtaining the opinion of the Banque de France, certify standard contracts for transactions in financial instruments or units referred to inArticle L. 229-7 o…
…Article 18 of Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, management and other aspects of the auctioning of greenhouse gas emission allowances. The General Regulation sp…
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