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Showing 1201–1210 of 56564 articles for “Art. 1447-0 and 1478”
Any person other than a credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institutio…
The operator of the organised trading system shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its system. When a financial instrum…
…of a clearing house or any other event of default by that member, the clearing house may, ipso jure and without formality: 1° Transfer to another member deposits made with that member relating to posi…
…monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 to L. 233-9 of the Commercial Code, and where it establishes that the issuer o…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply if any of the persons referred to in the same Article L. 465-1 recommends that one or more transactions be carried out on the…
Credit institutions and finance companies may not habitually engage in any activity other than those mentioned in Articles L. 311-1, L. 311-2 and L. 511-2 or governed by the…
The credit institutions and finance companies mentioned in this chapter shall indicate in their annual report the amount and characteristics of the loans they finance or distribute as defined in III o…
…n the transactions concern : 1° Financial instruments referred to in 1°, products referred to in 2° and units referred to in 3° of Article L. 425-1; 2° Derivatives referred to in 4° of Article L. 425-…
During a takeover bid, the measures whose implementation is likely to cause the bid to fail and the restrictions on the transfer of shares and voting rights are governed by Articles L. 233-32 to L. 23…
…to the second paragraph of Article 18(6) of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
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