Article R214-156-2
…single counterparty resulting from forward financial instrument contracts mentioned in article R. 214-156-1 must not exceed 10% of its net assets. III - The use of financial futures by a société civi…
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Showing 991–1000 of 57858 articles for “Art. 14 and 15”
…single counterparty resulting from forward financial instrument contracts mentioned in article R. 214-156-1 must not exceed 10% of its net assets. III - The use of financial futures by a société civi…
The banking and payment services intermediaries referred to in I and III of article R. 519-4 shall ensure that their staff who carry out credit intermediation activities referred to in article L. 313-…
…articipative finance intermediaries, insurance companies in the context of their lending activities and management companies in the context of their AIF management activities referred to in Article L.…
…the information that it deems necessary to carry out the assessment provided for in Article R. 532-15-1 and that must be communicated to it as part of the notification provided for in I of Article L.…
…if there are reasonable grounds for doing so based solely on the criteria set out in Article R. 532-15-1, or if the information provided by the proposed acquirer pursuant to Article R. 532-15-2 is inc…
…se of ensuring that the portfolio management company targeted by the proposed acquisition has sound and prudent management and taking into account the likely influence of the proposed acquirer on the…
…a third country or on a multilateral trading facility, if they are company shares, excluding units and shares in non-UCITS collective investment schemes and shares incorporating a derivative instrume…
For the purposes of II of Article L. 533-15, the following conditions must be met:1° The client has agreed to receive the suitability statement without undue delay after the conclusion of the transact…
Only advice qualified as independent within the meaning of article L. 313-14 may give rise to remuneration. This remuneration comes solely from the borrower.
Only the factors mentioned in 2° and 3° of article R. 5523-14 are taken into consideration when examining applications from refugees and stateless persons.
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