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Showing 1801–1810 of 56495 articles for “Art. 1380 and 1381”
…which is set by the General Regulation of the Autorité des marchés financiers; 2° Adequate security and internal control arrangements; 3° A resilient and secure IT system; 4° A system for managing con…
The statutory auditor shall be appointed for a period of six financial years at the request of the manager by a court decision taken after obtaining the opinion of the Autorité des marchés financiers.…
Subscribers are informed of the results of the offer and, where applicable, of the organisation of a secondary market for the tokens in accordance with the procedures specified in the General Regulati…
…surance is set by decree, depending on the legal form in which the advisory activity is carried out and the products and services likely to be advised.
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
It is forbidden for any person other than one of the persons mentioned in the first paragraph of I of Article L. 546-1 to use a name, a company name, an advertisement or, in general, expressions that…
…plies to categories of staff, in particular the persons mentioned in Article L. 533-25, risk-takers and any employee receiving total remuneration at least equal to the lowest remuneration received by…
…y termination of an employment contract must correspond to effective performance assessed over time and not reward failure or fault. Global remuneration linked to compensation or buy-outs of previous…
…ers shall prepare a document providing all relevant information to the public on the proposed offer and on the issuer. This information document may be drawn up in a language customary in the sphere o…
…the basis of an assessment of the risks presented by their activities in terms of money laundering and terrorist financing. To this end, they shall define and implement systems for identifying and as…
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