Article L532-9-2
…marchés financiers also has the power to oppose, in accordance with the provisions of Article 8(14) and Article 19 of Council Regulation (EC) No. 2157/2001 of 8 October 2001 on the Statute for a Europ…
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Showing 1581–1590 of 56498 articles for “Art. 1359 and 1366”
…marchés financiers also has the power to oppose, in accordance with the provisions of Article 8(14) and Article 19 of Council Regulation (EC) No. 2157/2001 of 8 October 2001 on the Statute for a Europ…
…It may only carry out transactions that are strictly necessary to protect the interests of clients and the shareholders and unit-holders of collective investment schemes;3. It may only refer to its s…
…efer to its status as a portfolio management company by stating that it is in liquidation. Notwithstanding the provisions of 4° and 5° of article 1844-7 of the Civil Code, the early dissolution of a p…
…that : 1° The portfolio management company meets all the requirements laid down in the legislative and regulatory provisions applicable to portfolio management companies managing AIFs, with the excep…
Any member of a board of directors or, as the case may be, of a supervisory board and any person who, in any capacity whatsoever, participates in the direction or management of an electronic money ins…
…ntiel et de résolution in assessing the transactions referred to in the second paragraph. The terms and conditions of the procedures referred to in this I are specified by the decree provided for in A…
…vide, specifying the conditions under which it intends to provide the investment services concerned and indicating the type of transactions envisaged and its organisational structure. The credit insti…
…utorité des marchés financiers is competent to oppose, in accordance with paragraph 14 of Article 7 and Article 21 of Council Regulation (EC) No 1435/2003 of 22 July 2003 on the Statute for a European…
When the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité d…
…apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to in I of article L. 511-10; 3° Branche…
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