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Showing 101–110 of 67429 articles for “Art. 1078-1 and 1078-7”
…fessional undertaking for collective investment in real estate is liable to two years' imprisonment and a fine of 750,000 euros if he or she invests in units or shares of this undertaking without it h…
…shall make documentation relating to banking mobility available to their customers, free of charge and unconditionally, on paper or on another durable medium, at their premises and in electronic form…
…ust devote sufficient time to performing their duties within the market undertaking. The number of mandates for the functions mentioned in II that may be exercised simultaneously by one of these perso…
…e minimum amount of professional indemnity insurance or another comparable guarantee mentioned in I and II.
…he categories of contracts defined by the General Regulation of the Autorité des marchés financiers and having one of the following characteristics:1° The maximum risk is not known at the time of subs…
…anagement companies which use a high-frequency algorithmic trading technique shall keep an accurate and chronological record of all orders placed, including order cancellations, orders executed and qu…
Lawyers and the persons mentioned in 18° of Article L. 561-2 may provide each other with information gathered for the purposes of implementing Articles L. 561-5, L. 561-5-1, L. 561-6, and L. 561-9 to…
…té des Marchés Financiers may also lay down rules for informing the Autorité des Marchés Financiers and the public about orders, transactions and positions in financial instruments and units referred…
…or notification referred to in Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
…421-1 when the conditions of Articles 42 of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 are met. II.The AMF may suspend the marketing or sale of financial…
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