Article D524-2
…and beneficial owners referred to in c of I of Article L. 524-3 shall provide evidence of their competence to the Autorité de contrôle prudentiel et de résolution in one of the following ways: - have…
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Showing 5231–5240 of 63920 articles for “Art. 1° et 2°”
…and beneficial owners referred to in c of I of Article L. 524-3 shall provide evidence of their competence to the Autorité de contrôle prudentiel et de résolution in one of the following ways: - have…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of Article L. 525-6 within three months.
…ation contained in the certificate referred to in III of Article R. 532-28 and shall inform the competent authorities of the portfolio management company's host Member State of any change in the scope…
…onomic Area, this firm or institution must, without prejudice to the conditions required by the competent authority of the host State, have been previously authorised to provide this service in France…
The intermediary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
…the use of a tied agent by credit institutions shall be sent to the Autorité de contrôle prudentiel et de résolution, which shall inform the Autorité des marchés financiers within five working days of…
I. When a portfolio management company plans to change any of the factors mentioned in 2°, 5° and 6° of II of Article D. 532-20 or any of the assessment factors communicated to the Autorité des marché…
The amount specified in the first paragraph of article L. 526-19 is set at 5 million euros.
…tified project must also include a description of the risk management process implemented by the asset management company and a description of the procedures and methods for handling complaints.At the…
…apply to the persons mentioned in Article 4 of Article L. 440-2.The Autorité de contrôle prudentiel et de résolution may authorise the persons referred to in the previous paragraph and investment firm…
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