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Showing 1661–1670 of 68303 articles for “Art. 1 and 3”
Within the limit of the amount of the secured debt and, where applicable, in accordance with the order indicated by the pledgor, the pledge of the pledged account or securities provided for in IV and…
Abusing a person's weakness or ignorance within the meaning of articles L. 121-8 to L. 121-10 is punishable by three years' imprisonment and a fine of 375,000 euros. The amount of the fine may be incr…
Natural persons guilty of the offence punishable under Article L. 132-14 also incur as additional penalties the prohibition, in accordance with the procedures set out in the Article 131-27 of the Crim…
…f interest between the UCITS, the unit-holders or shareholders of the UCITS, the management company and the depositary itself, unless the depositary has functionally and hierarchically separated the p…
I. - The UCITS depositary :1° Ensures that all payments made by or on behalf of unitholders or shareholders in connection with the subscription of units or shares of UCITS have been received and that…
The custodian may not delegate to third parties the functions conferred upon it by I and III of article L. 214-10-5. The custodian may delegate to third parties the asset safekeeping functions referre…
The depositary of a UCITS governed by French law has its registered office or is established in France.
The liability of the custodian referred to in article L. 214-11 may not be excluded or limited contractually. Any agreement to the contrary shall be null and void.
The Autorité des marchés financiers and the Autorité de contrôle prudentiel et de résolution may obtain from the depositary, on simple request, all information obtained in the performance of its dutie…
The examination regulations, the syllabus for all the tests, the examination procedures and the minimum mark required to obtain the national thanatopractor diploma are defined by a joint order of the…
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