The lapsing of the registration or striking off of a sworn goods broker's name does not prevent prosecution if the acts of which he is accused were committed during the performance of his duties.
The disciplinary penalties are :
<1° A warning;
<2° Temporary striking off for a maximum period of three years;
3° Striking off with permanent deprivation of the right to be entered on one of the lists provided for in article L. 131-12 or withdrawal of honorary status.
Prosecutions are brought by the public prosecutor before the judicial court within whose jurisdiction the sworn broker carries out his activity. Disciplinary proceedings are time-barred after ten years. Disciplinary decisions must state the reasons on which they are based. They may be appealed to the Court of Appeal.

